Markets Compliance

Effective compliance with applicable regulations and policies has become a key determinant of the performance and stability of the organization.

The organization establishes an operating structure and designs reporting lines to carry out the strategy and business objectives.

Compliance monitoring is a regular process performed by the compliance team under the supervision of the CCO.

The compliance objectives are to ensure that management and employees of the organization comply with all applicable laws, regulations, rules…

A culture of compliance means that the organization’s Board of Directors, Management, and employees are committed to ensuring that all…

The compliance officer is a professional who works as a subject matter expert in regulatory compliance.